Hong Kong: Unlicensed leveraged foreign exchange trader fined

Posted by nileshkokane on 15 July, 2010

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This item was filled under [ Asia, Featured, Financial Regulators ]

On July 13, 2010 the Hong Kong Securities & Futures Commission published that it charged Ms Lai Ping Yeung for indulging in unlicensed dealings in leveraged foreign exchange trading. The High Court had earlier fined Yeung $2,000 and ordered her to pay the Securities and Futures Commission (SFC)â€™s investigation costs.

The original article can be found at the Hong Kong Securities & Futures Commission.

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Tagged with: [ charged, compliance risk, fined, Hong Kong, Hong Kong Securities & Futures Commission, Lai Ping Yeung, regulatory compliance, SFC, unlicensed dealings ]

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