• About Us
  • FAQ
  • Subscribe
  • Feedback
  • Advertise
  • Network
  • Privacy Policy

Regulatory Compliance Blog

News and views on companies and individuals failing regulatory compliance rules around the world
  • Home
  • Featured
  • USA
  • South America
  • Europe
  • Asia
  • Africa
  • Financial Regulators
SUBSCRIBE TO RSS FEED

India: SEBI passes Adjudication order against Ranjan Mandal

Posted by nileshkokane on 19 August, 2010
No comments yet
This item was filled under [ Asia, Financial Regulators ]
[Translate]

On August 03, 2010 the Securities and Exchange Board of India (SEBI), the capital market regulator passed an Adjudication order against Ranjan Mandal. It was alleged that Mr. Ranjan violated Regulations 4(1) and 4(2) (a) of SEBI (PFUTP) regulations, 2003 and accordingly adjudication proceedings were initiated.

The complete article can be found at the Securities and Exchange Board of India.

Share|
Tagged with: [ Adjudication order, compliance risk, failed, India, penalty, Ranjan Mandal, regulatory risk, SEBI, Securities and Exchange Board of India, violations ]
You can follow any responses to this entry through the RSS 2.0 feed. Both comments and pings are currently closed.
« India: SEBI passes Adjudication order against Deepak Todkar
United Kingdom: FSA prohibits Paul Simon Willment »

  • Portal Search

  • Subscribe

     

    EMail Subscription

    RSS Subscription

    Join us on Facebook

    Follow us on Twitter

    Our Linkedin Profile

    Google Buzz

    Our Youtube Channel
    Email RSS Facebook Twitter Linkedin Buzz Youtube

    MORE SUBSCRIPTION OPTIONS

     

  • Like RCB on Facebook

    Regulatory Compliance Blog on Facebook

  • Most Popular

    • Australia: Queensland resident included in the list of disqualified individualsAustralia: Queensland resident included in the list of disqualified individuals
    • USA: Order of Prohibition against Frank H Chapman USA: Order of Prohibition against Frank H Chapman
    • USA: Disciplinary action filed against Florida individualUSA: Disciplinary action filed against Florida individual
    • USA: Order instituting administrative proceedings issued against individualUSA: Order instituting administrative proceedings issued against individual
    • United Kingdom: Companies House disqualifies Isle Of Wight residentUnited Kingdom: Companies House disqualifies Isle Of Wight resident
    • USA: Disciplinary action filed against individuals, companyUSA: Disciplinary action filed against individuals, company
    • USA: FSA obtains interim injunction against individualsUSA: FSA obtains interim injunction against individuals
    • USA: SEC bars Stephen F. Owens from future involvement in any penny stock offeringsUSA: SEC bars Stephen F. Owens from future involvement in any penny stock offerings
    • USA: Michael Patrick Maser barred by FINRAUSA: Michael Patrick Maser barred by FINRA
    • USA: Disciplinary action filed against New York individualUSA: Disciplinary action filed against New York individual
    • USA: FINRA bars Indiana individualUSA: FINRA bars Indiana individual
    • USA: FINRA takes actions against Seaboard Securities, Inc. and its principalUSA: FINRA takes actions against Seaboard Securities, Inc. and its principal
    • USA: Disciplinary action filed against California residentUSA: Disciplinary action filed against California resident
    • USA: OBRE issues Denial Order against Illinois individualUSA: OBRE issues Denial Order against Illinois individual
    • USA: FINRA files disciplinary action against individualUSA: FINRA files disciplinary action against individual
    • USA: North Carolina resident charged for operating a fraudulent commodity pool schemeUSA: North Carolina resident charged for operating a fraudulent commodity pool scheme
    • USA: FINRA issues disciplinary actions against individualUSA: FINRA issues disciplinary actions against individual
    • USA: Disciplinary action filed against individuals and companyUSA: Disciplinary action filed against individuals and company
    • USA: SEC issues order making findings and imposing remedial sanctions against Florida residentUSA: SEC issues order making findings and imposing remedial sanctions against Florida resident
    • USA: Disciplinary action filed against Illinois individualUSA: Disciplinary action filed against Illinois individual

  • Top Tags

    • compliance risk
    • regulatory risk
    • USA
    • Financial Industry Regulatory Authority
    • FINRA
    • disciplinary actions
    • suspended
    • barred
    • U.S. Securities and Exchange Commission
    • Sanctions
    • violations
    • failure
    • fined
    • complaint
    • failed

  • Archives

    • February 2012
    • January 2012
    • December 2011
    • November 2011
    • October 2011
    • September 2011
    • August 2011
    • July 2011
    • June 2011
    • May 2011
    • April 2011
    • March 2011
    • February 2011
    • January 2011
    • December 2010
    • November 2010
    • October 2010
    • September 2010
    • August 2010
    • July 2010
    • June 2010
    • May 2010
    • April 2010

  • Blogroll

    • Background Checks (BackgroundChecksWiki) a Community-Built Knowledgebase for International Background Checks
    • Fake Certificates Blog News and views on fake certificates, degrees and diploma mills
    • FreedomNow A community built knowledgebase to counter Human Trafficking
    • Human Trafficking Today News and views on human trafficking
    • Illegal Immigrants Blog News and views on illegal immigration, fake documents and human trafficking
    • India Criminal Records A site dedicated to providing the public with information on crimes in India
    • Medical license Verification News and views on bogus, unlicensed and fake doctors and other medical staff
    • Pakistan Criminal Records A site dedicated to providing the public with information on crimes in Pakistan
    • Terrorist Terrorism Blog News and views on the use of fake documents by terrorists

  • RSS Medical License Verification

    • USA: Pharmacist admits wrongdoing in misbranding medication
      poconorecord.com on February 21, 2012 reported that indicted in October 2010 with $12 million in health care fraud, Benny Salerno, former owner of Salerno’s Pharmacy in Sciota, has pleaded guilty in federal court to misbranding pharmaceutical drugs, the U.S. Justice Department said. Salerno, 38, of Stroudsburg, is scheduled to be sentenced in May. Salerno, w […]
    • USA: Pharmacy under federal probe for prescription abuse
      wsaz.com on February 21, 2012 reported that for the first time in Huntington, a pharmacy is under federal investigation for possible prescription abuse. Court documents say tens of thousands of powerful pain pills may have gone straight to street addicts. WSAZ.com has the latest on a DEA probe that began in 2009. The DEA led investigation focuses on the owne […]
    • New Zealand: Doctor face fraud charges for making fake medical certificate
      nzdoctor.co.nz on February 22, 2012 reported that a doctor who allegedly made out fake medical certificates is facing fraud charges in Auckland District Court. Daniel Lawrence Quistorff, 31, of Auckland appeared before Judge G A Fraser today. No plea was entered to the 36 indictably laid charges and Quistorff was remanded on bail until 5 April. The charges r […]
    • United Kingdom: Girl awarded millions as compensation after settling her damages claim
      northamptonchron.co.uk on February 21, 2012 reported that a girl left severely disabled after medical blunders during her birth at Northampton General Hospital today left London’s High Court with a compensation package worth millions after settling her damages claim. Hannah Louise Gudd was left with cerebral palsy so severe that she is blind and needs to be […]
    • USA: Doctor voluntarily surrenders his medical license
      naplesnews.com on February 21, 2012 reported that a Bonita Springs doctor who has a history of abusing his medical license has relinquished it. Stephen J. Kaskie this month voluntarily relinquished his license to practice in medicine, states a final order with the Florida Board of Medicine. Kaskie must never again apply for a medical license as a doctor in t […]

  • RSS Fake Certificates Blog

    • Fraudster practiced law with false diploma for over 12 years
      "RIANOVOSTI", Russia on 20th February 2012 : The Tver district court sentenced a prominent lawyer and TV presenter to two years in prison for fraud when it was uncovered that he had been practicing law with a false diploma over 12 years, the Kommersant newspaper reported on Monday. Vladimir Oreshnikov was found to have worked as a lawyer illegally, […]
    • Bogus doctor sentenced
      "Vanguard", Nigeria on 21st February 2012 : An Ogun State Magistrate’s court 1, sitting in Isabo, Abeokuta, Monday, sentenced a 27-year-old fake medical doctor, Monday Philips, to three years imprisonment without the option of fine for forgery, fraud and stealing. The Chief Magistrate, Adebola Adenarinwo, who delivered the judgment, said evidence b […]
    • Alleged school certificate forgery lands representative in trouble
      "Vanguard", Nigeria on 21st February 2012 : A member representing Bauchi Central Constituency in the state House of Assembly, Alhaji Yakubu Mohammed on the platform of Peoples Democratic Party, PDP, has been dragged before a chief magistrate’s court in the state over alleged forgery of his primary school certificate. The plaintiff, Alhaji Ibrahim A […]
    • University declares nine officers' degrees as fake
      "PakTribune", Pakistan on 20th February 2012 : The Sindh University has declared degrees of nine officers of the Accountant General (AG) Sindh as fake. According to the sources, these nine officers were appointed by the then Director General (DG) Audit in 2007 in Audit Department and they were transferred to the office of Accountant General Sindh a […]
    • Girl allegedly submitted forged certificate to secure admission in college
      "The Asian Age", India on 13th February 2012 : The Delhi police has booked a girl student for allegedly submitting forged certificate of marks to get admission at the prestigious Ramjas College where an admission racket was busted by the police last year. Police officials said the accused, Sonam Sethi, a resident of Sonepat, Haryana, had submitted […]

  • RSS India Criminal Records

    • Ahmedabad: Godhra carnage convict nabbed
      On February 22, 2012 Times of India reported that a city crime branch team arrested Shaukat Abdulla Ismail Ghanchi alias Shaukat Badam — a convict in the Godhra carnage case who had jumped interim bail — from Geeta Mandir bus depot on Tuesday afternoon. Shaukat was wanted since December 20, 2011. According to crime branch officials, Shaukat (45) a resident o […]
    • Behrampore: Police arrest teacher for molesting student
      On February 22, 2012 Hindustan Times reported that Bharatpur police arrested a teacher of Dechapra Kharinda Primary school of Murshidabad on Tuesday evening for allegedly molesting a Class 4 student of the school. Sources said that on Tuesday afternoon a Dechapra Kharinda Primary School teacher molested a student of the same school when she was attending cla […]
    • Pune: Police claims to solve eight dacoities
      On February 22, 2012 DNA reported that the Pune rural police on Tuesday claimed to have solved eight dacoities after arresting a gang of seven members of family which targeted senior citizens living in isolated area, forced entry inside their houses, beat them up and decamped with their valuables. Superintendent of police (Pune rural) Shahaji Solunke identif […]
    • New Delhi: Suspected Pakistani spy in police net
      On February 22, 2012 Times of India reported that a 39-year-old suspected Pakistani spy, staying in India for the past 20 years, was arrested here with Delhi Police on Tuesday claiming that he was tasked to collect defence related documents and sent it across the border. Kamran Akbar, who was staying in Kolkata since 1992 and got married to a local girl was […]
    • Rajkot: Wife accuses industrialist husband of domestic abuse
      On February 22, 2012 Times of India reported that a director of Tamboli Castings Limited (TCL), one of the biggest firms in Bhavnagar, has been accused of domestic violence and physical harassment by his wife. Juli Tamboli filed a complaint late on Monday against her husband Mehul, alleging that he beat her up after a scuffle over a domestic issue. Juli walk […]

  • RSS Pakistan Criminal Records

    • Hyderabad: 3 most wanted criminals arrested
      The Husri police on Tuesday arrested three most wanted criminals involved in a number of heinous crimes and seized weapons. The police said they raided a place on a tip-off and arrested the three criminals who were involved in murders, attempts to murder and looting and seized weapons from their possession. The criminals were identified as Vangus, son of Gab […]
    • Lahore: 2 drug pushers convicted
      Additional District and Sessions Judge Nadeem Shaukat on Tuesday awarded life imprisonment to two drug peddlers nominated in a narcotics case. The court has also imposed a fine of Rs. 200,000 each on both convicts. In case of default in payment of the fine, both convicts will have to undergo further one year jail term. Shafiqabad Police had arrested Aftab Al […]
    • Lahore: 2 gangs busted
      Gulshan-e-Ravi and Iqbal Town police claimed to have arrested three members of two dacoits’ gangs and recovered booty and illegal weapon. The accused have confessed to 35 such incidents during the initial investigation. They were identified as Gulraiz Khan alias Gullu, Zafar alias Zafri and Fazal Nauman alias Fazli. […]
    • Islamabad: Woman drug-pusher among 25 criminals arrested
      Islamabad police on Tuesday arrested 25 criminals including a woman drug-pusher, from various areas of the city and recovered hashish and weapons from their possession, a police spokesman said. Sub-Inspector Sultan Mehmud from Secretariat Police Station nabbed an accused Gulfam for possessing a 30-bore pistol, while ASI Tariq Mehmud of Bhara Kahu police arre […]
    • Lahore: Members of 2 gangs caught
      Three members of two alleged criminal gangs were arrested in Gulshan Ravi and Iqbal Town on Tuesday. The arrested outlaws have been identified as Gulrez Khan alias Gulo, Muhammad Zaffar alias Zaffari and Fazal Noman alias Fazli. According to a police report, the criminals have confessed to crimes in Iqbal Town, Sherakot, Nawankot, Samanabad, Gulshan Iqbal, C […]

  • Recent Posts

    • 22 February 2012

      USA: Disciplinary action filed against individuals, company

    • 22 February 2012

      USA: California registered principals, company fined and censured by FINRA

    • 22 February 2012

      USA: Disciplinary action filed against California individuals, company

    • 22 February 2012

      USA: North Carolina resident revoked by FINRA

    • 22 February 2012

      USA: Disciplinary action filed against Illinois individual

  • Browse by Tags

    • Administrative proceedings allegations alleged alleges barred civil action complaint compliance risk disciplinary actions disgorgement failed failure Financial Industry Regulatory Authority fined FINRA fraud investigation penalty regulatory compliance regulatory risk sanction Sanctions sec sec action suspended suspension U.S. Securities and Exchange Commission United Kingdom USA violations
Copyright © 20010-15 | Privacy Policy | Regulatory Compliance Blog. | Security Safe Haven - All rights reserved. Posts Feed
English English العربية العربية Deutsch Deutsch español español فارسی فارسی français français עברית עברית हिन्दी हिन्दी bahasa Indonesia bahasa Indonesia italiano italiano 日本語 日本語 한국어 한국어 bahasa Melayu bahasa Melayu русский русский ภาษาไทย ภาษาไทย Filipino Filipino Türkçe Türkçe 中文 (简体) 中文 (简体) 中文 (繁體) 中文 (繁體) powered byGoogle