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United Kingdom: FSA prohibits Paul Simon Willment

Posted by nileshkokane on 19 August, 2010
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This item was filled under [ Europe, Financial Regulators ]
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The Financial Services Authority of United Kingdom has issued a final notice to Paul Simon Willment on August 3, 2010 about the imposition of a financial penalty on him and an order prohibiting him from performing any function in relation to any regulated activity carried on by any authorised person, exempt person or exempt professional firm.

The complete article can be found at the Financial Services Authority.

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Tagged with: [ compliance risk, failed, final notice, Financial Service Authority, FSA, Paul Simon Willment, penalty, prohibiting, regulatory risk, United Kingdom ]
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