As published in Financial Industry Regulatory Authority (FINRA) disciplinary actions report for December, 2010, Junior Kim, Registered Representative, La Canada, California submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for 30 days. In addition, Kim consents, has agreed and undertaken to cooperate fully with FINRA in any and all investigations, litigation or other proceedings that concern, relate to or arise from the matters of the AWC; Kim has agreed to be interviewed by FINRA at such times as FINRA may reasonably request and to appear and testify truthfully and completely in such investigations or hearings as FINRA may reasonably request.

The original article can be found at Financial Industry Regulatory Authority.