United Kingdom: FSA issue notice against individual for misconduct
Posted by nileshkokane on 1 July, 2011
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This item was filled under [ Europe, Financial Regulators ]
On June 13, 2011 Financial Services Authority (FSA) published that the authority gave Mr Gary John Hexley a Decision Notice which stated that it had decided to publish a statement of his misconduct, pursuant to section 66 of the Financial Services and Markets Act 2000 (“the Act”), in respect of a failure to comply with Statement of Principle 2 of the FSA’s Statements of Principle and Code of Practice for Approved Persons.
The original article can be found at Financial Services Authority.
