USA: FINRA suspends Pennsylvania resident

Posted by nileshkokane on 11 July, 2011

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This item was filled under [ Featured, Financial Regulators, USA ]

As published in the Financial Industry Regulatory Authority (FINRA) disciplinary actions report for June 2011, Allan Marvin Levine of Philadelphia, Pennsylvania was suspended for failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(d).

The original article can be found at Financial Industry Regulatory Authority.

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Tagged with: [ Allan Marvin Levine, compliance risk, disciplinary actions, failure, Financial Industry Regulatory Authority, FINRA, regulatory risk, suspended, USA ]

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