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USA: ASC issues notice of hearing against individual and companies

Posted by nileshkokane on 13 July, 2011
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This item was filled under [ Featured, Financial Regulators, USA ]
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On Feb 04, 2011 Alberta Securities Commission (ASC) issued that commission allege that Ronald Theodore Cloutier (Cloutier), Venture Contractors Ltd. (Venture), Viva Communications Ltd. (Viva), Sunterra Resource Audit Equipment Ltd. (Sunterra Resource), and Sunterra Seismic Inc. (Sunterra Seismic) illegally traded and distributed securities in Alberta to Alberta investors, and have thus acted contrary to the public interest.

The original article can be found at Alberta Securities Commission.

Courtesy: cjocfm.com

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Tagged with: [ Alberta Securities Commission, allege, ASC, compliance risk, enforcement action, ICTO, illegally, Interim cease trade order, regulatory risk, Ronald Theodore Cloutier, Sunterra Resource Audit Equipment Ltd., Sunterra Seismic Inc., USA, Venture Contractors Ltd., Viva Communications Ltd. ]
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