USA: NYSID files disciplinary action against Pennsylvania agent and life broker
Posted by nileshkokane on 26 July, 2011
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On July 01, 2011 New York State Insurance Department (NYSID) published that James W. O Connor failed to disclose on his original application for a life broker’s license that he was censured and fined by the National Association of Securities Dealers on two occasions, and that he was ordered by the Florida Division of Securities and Investor Protection to cease and desist from any and all future violations of certain Florida laws and rules.
The original article can be found at New York State Insurance Department.
Courtesy: pglegalservices.com
