USA: New York resident suspended by FINRA
Posted by nileshkokane on 5 December, 2011
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This item was filled under [ Financial Regulators, USA ]
As published in the Financial Industry Regulatory Authority (FINRA) disciplinary actions report for November 2011, John Richard Liegey of New York, New York was suspended for failure to Comply with an Arbitration Award or Settlement Agreement Pursuant to FINRA Rule Series 9554.
The original article can be found at Financial Industry Regulatory Authority.
