USA: FSA charged individual with insider trading

Posted by nileshkokane on 9 February, 2012

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This item was filled under [ Financial Regulators, USA ]

On January 11, 2012 Financial Services Authority (FSA) charged Richard Anthony Joseph, with eight counts of insider dealing and two counts of money laundering. Joseph, who is 42 years of age attended City of London Magistrates Court today (Wednesday 11th January 2012). Joseph was sent for trial and will next appear at Southwark Crown Court on 6 March 2012. He is on conditional bail.

The original article can be found at Financial Services Authority .

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Tagged with: [ abuse, arrest, compliance risk, criminal offence, Financial Services Authority, FSA, imprisonment, insider dealing, Money laundering, regulatory risk, Richard Anthony Joseph, USA ]

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