On September 30, 2010, the Securities and Exchange Board of India reported that Oasis Media Matrix Limited forfeited 2,14,57,000 shares (face value Rs.1) out of the public issue of 5,26,22,700 in the year 2003 i.e. about 40% of the share capital due to non-payment of call money. The paid up value of the shares before re-issuing was Rs. 0.50.
On September 30, 2010, the Securities and Exchange Board of India published that Wellworth Overseas Ltd. was originally incorporated under the name of Premier Fincaps Ltd., as a public limited company on July 13, 1995 to undertake fund and non-fund based activities. The company came out with a public issue in March 1996. On January 16, 1998 the company changed its name to Wellworth Overseas Ltd. The trading in the scrip was suspended from September 8, 1997 to October 23, 2001 due to non-compliance of the Listing Agreement.
On September 30, 2010, the Securities and Exchange Board of India reported that Oasis Media Matrix Limited forfeited 2,14,57,000 shares (face value Rs.1) out of the public issue of 5,26,22,700 in the year 2003 i.e. about 40% of the share capital due to non-payment of call money. The paid up value of the shares before re-issuing was Rs. 0.50.
The Federal Deposit Insurance Corporation (FDIC) on July 30, 2010 announced the issuance of a Consent Order of Prohibition against Pamela K Swilley, an institution-affiliated party of the Hancock Bank. FDIC finds Swilley has engaged or participated in violations, unsafe or unsound banking practices, and/or breaches of fiduciary duty as an institution-affiliated party of Hancock Bank.
The Federal Deposit Insurance Corporation (FDIC) on July 30, 2010 announced the issuance of a Consent Order of Prohibition against Glenn J. Clark, an institution-affiliated party of the North Penn Bank. FDIC finds Clark has engaged or participated in violations, unsafe or unsound banking practices, and/or breaches of fiduciary duty as an institution-affiliated party of North Penn Bank, Scranton, Pennsylvania.
On October 12, 2010 Hong Kong Securities & Futures Commission published that the Court of Appeal today dismissed the application for leave to appeal of Sammy Ma Hon Kit and his wife Cordelia Tso Kin Wah against their convictions in March 2009 for insider dealing in shares of Egana Jewellery & Pearls Ltd (Egana) (Note 1).
On September 30, 2010, the Securities and Exchange Board of India conducted investigation in trading in the shares of Eltrol Limited for the period January 05, 2005 to September 30, 2005.
On September 30, 2010, the Securities and Exchange Board of India conducted an investigation into the scrip of Adam Comsof Ltd.
On 7 October 2010, the British Columbia Securities Commission panel has found that Steven Peter Kyllo perpetrated a fraud when he sold securities to investors with promises of impossibly high returns and lied about how he would use their funds.
As published in the Saskatchewan Financial Services Commission (SFSC) on 2 September 2010 that Alan Cruickshank and the Director of the Securities Division of the Saskatchewan Financial Services Commission have entered into a settlement agreement dated August 24, 2010.
As published in the Jersey Financial Services Commission on 8 October 2010 that following an investigation into the fitness and propriety of Mr. Peter Wilson Michel, it appears to the Commission to be reasonable and necessary to issue Mr. Michel with directions under Article 23 of the Law prohibiting him from engaging in any employment with any registered person as defined under the Law, without having first applied to and obtained the prior written approval of the Commission.
On September 3, 2010, Alberta Securities Commission published that on 20 August 2010, the Commission issued an interim order that all trading in securities or exchange contracts of Tradeshow Marketing Company and Pacific Blue Energy Corp. cease.
On September 29, 2010, the Securities and Exchange Board of India conducted an investigation in the scrip of M/s. Rajesh Exports Limited for the period from September 2002 to February 2003 and from June 2, 2003 to August 29,2003, due to sharp rise in price and volume of the scrip on National Stock Exhange of India Ltd. and Bombay Stock Exchange Ltd.
It was reported in Hellenic Capital Market Commission (HCMC) on September 17, 2010 that Chapman Fischer is not authorized by the Financial Services Authority (FSA) to conduct regulated activities.
The Securities and Futures Commission (SFC) on 8 October 2010 obtained orders in the High Court to disqualify Mr Yeung Kui Wong and Mr Yu Hung Wong, former executive directors of Warderly International Holdings Ltd (Warderly), as company directors for failing to make timely disclosure of material information to the market.
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